Regulatory Assessment and Advocacy

Uncertain and intensifying regulatory pressures are creating sweeping, global and intrusive change. Your organization cannot afford to wait and see what happens; you must prepare today to stay ahead in business tomorrow.

For our financial institution, corporate treasury and money market fund clients, Treasury Strategies advocates a proactive approach. We can help you:

  • Understand impact for your organization
  • Understand impact on the overall industry and competitors
  • Develop post-enactment strategies
  • Research and advocate a position on your behalf

Our Treasury professionals will work with you to assess and model the impact of new financial regulations including:

  • Dodd-Frank Bill
  • Regulation Q repeal (Reg Q) – Interest on business checking accounts
  • Money market fund 2a-7 changes
  • Deposit insurance including the Transaction Account Guarantee program (TAG)
  • OTC and exchange traded derivatives collateral and capital requirements
  • Interest rate and foreign exchange swaps and hedging
  • Fees and interest on daylight overdrafts
  • Interest on bank reserves
  • Term Deposit Facility
  • Basel II and Basel III capital requirements and risk directives
  • Individual liquidity adequacy standards, liquidity buffers (ILAS)
  • Limits of debit and credit card interchange fees
  • European bank stress tests
  • Single Euro Payments Area (SEPA)

We regularly monitor the activities of regulatory bodies worldwide including the U.S. Treasury, Federal Reserve, Securities and Exchange Commission (SEC), CFTC, Financial Stability Forum, Financial Crisis Inquiry Commission, Federal Deposit Insurance Corporation (FDIC), Bank of England, Financial Services Authority (FSA), European Central Bank (ECB), European Commission, Basel Committee on Banking Supervision (BCBS), Committee of European Banking Supervisors (CEBS), Committee of European Securities Regulators (CESR) and many others.

Join our LinkedIn networking group on Financial Services Regulation